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Compliance
Advantage in a Regulatory World
In today’s highly regulated financial services industry, effective risk management underpins your company’s success. Innovative products and sophisticated distribution strategies are only as good as your internal compliance standards and practices. Profits of a product line earned over many years can evaporate as a result of regulatory sanctions, fines, and class-action lawsuits.
Our Compliance & Regulatory Services professionals offer knowledge, advice, and solutions informed by initiatives with global, national, and state regulators, law firms, and compliance professionals — and enhanced by our industry-focused research. Behind the curtain, we provide unmatched contemporary insight to guard your business and provide brand advantage.
View recent issues of LIMRA Regulatory Review Newsletter.
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MEETINGS
The Social Media Conference for Financial Services, August 2013.
Join us in Boston for the pre-eminent social media industry event.
NEWSLETTER
LIMRA Regulatory Review New York Life’s Brian Loutrel shares his thoughts on managing privacy and information security risk.
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Engage with consumers to understand their brand experience via custom surveys and effective social media practices. The concepts may seem unrelated, but they are important elements of industry-leading customer intimacy programs.
LIMRA sets the bar with proprietary services that have become the industry standard. Featuring programs developed with active participation from prominent industry experts and shaped and field tested by our clients, all of our offerings include the training, tracking, and reporting capabilities that hold up to regulatory scrutiny while also meeting your own requirements.
Help your compliance team, field managers, and producers understand and address ever-changing requirement with our industry-focused support for your annuity CE and AML programs. We also provide social media training developed specifically to help advisors compliantly connect with clients and prospects online.