LIMRA offers a broad range of opportunities for you to share with your peers and learn the latest compliance strategies and techniques:
Regulatory Compliance Exchange LIMRA partners with LOMA to offer the premier financial services compliance conference. Take this opportunity to network with your compliance, legal, marketing, and auditing peers, discuss current issues, and hear from industry leaders, government officials, and regulators on topics affecting your business. Next event: March 20 - March 22, 2013 in Las Vegas, NV
Broker–Dealer Services Committee This forum brings together heads of broker–dealers, compliance, and variable product sales to discuss regulatory changes, technological enhancements, and issues affecting the sale of variable products. It also provides LIMRA guidance on research of interest to broker–dealers.
Regulatory Compliance Committee This group gives members an opportunity to discuss current compliance and market conduct issues, guide LIMRA research on these issues, and — equally important — to plan and develop LIMRA and LOMA’s annual Regulatory Compliance Exchange (formerly the Compliance and Market Conduct Exchange). The committee meets monthly via conference calls and twice annually in person.
Social Media Subcommittee This subcommittee of the Regulatory Compliance Committee gives LIMRA members a forum to examine compliance concerns and obligations related to social media. The topic of each month’s virtual meeting is driven by the group. Anyone who is interested in social media’s regulatory, compliance, and risk management issues is welcome.
Compliance Study Group This semi–annual meeting, sponsored by LIMRA and Sun Life Financial, provides an excellent opportunity to benchmark against practices of other companies as well as touch base with colleagues. Participants suggest discussion topics in advance.
CAP Users’ Group Held annually, the CAP Users’ Group is open to employees of any company participating in the Customers Assurance Program. Participants share and discuss compliance best practices, regulatory activity, and how individual companies use CAP data in their operations. This excellent networking opportunity also lets LIMRA’s CAP Team and attendees share tips on streamlining procedures, including in–house reporting, and follow–up.
Independent Producer Clearinghouse Advisory Group Comprised of chief compliance officers from companies that sell through independent producers, this group gives members an opportunity to discuss and address compliance issues impacting independent producers.