LPL Financial Custom Clearing Services, with its unique outsourcing approach to clearing, offers broker/dealers an opportunity to access a wide array of services and support that in the past was proprietary only to LPL Financial advisors. These benefits include new product development, sales tools and updated systems and technology that improve a firm’s broker/dealer.
The LPL Financial approach and ongoing commitment to investing in technology, operations and service efficiencies for a broker/dealer can result in lower developmental and operating costs and increased advisor productivity, while increasing profit margins and revenue.
Need a solution to comply with FINRA Rule 2330 (formerly 2821) around annuity transactions? LPL offers a streamlined process to comply with the rule as part of their unique broker/dealer clearing offering:
Marc Ravenscroft 800-877-7210, ext. 7329 marc.ravenscroft@lpl.com
lpl.com
The Advantages