LIMRA's MarketFacts Quarterly
The EU’s MiFID II Directive: What Does It Mean for European and U.S. Firms?
Here, Hearsay Social’s Vice President of Legal and Compliance Yasmin Zarabi examines the updated rules the European Commission has issued for the Markets in Financial Instruments Directive (MiFID II). This is expected to have significant and broad implications on the way financial services firms across all 28 EU member states operate and enforce governance. Firms, whether based in the EU or the United States, will need to take steps now to be ready by the time the Directive takes effect in 2018. This article recommends specific compliance actions for affected firms.
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