WINDSOR, Conn., Aug. 21, 2008 — LIMRA announced today that Lawrence J. Niland has joined the organization’s Compliance and Regulatory Services Division, working with broker-dealer firms to identify solutions for their compliance and regulatory needs.
Compliance Training: An Overview of Compliance Training in Asia, Latin America, and the Caribbean (2009)
As companies recognize the importance of compliance, what measures are they taking to ensure that compliance is achieved within their organizations?
As companies in China, Hong Hong, and Taiwan recognize the importance of compliance, learn what measures they are taking to ensure that compliance is achieved within their organizations.
Straight-through processing (STP) holds a great deal of promise for transforming the way new business is processed in the insurance and financial services industry. In its purest form it allows for the electronic automation of the policy life cycle from the point-of-sale, through underwriting, to policy administration. The report specifically examines STP implementations in the individual life insurance space and it's potential for providing cost and time savings.
Canada -- The Canadian Group Producer Mindset (2005)
Join us on a report examining the potential legal and operational challenges of meeting new standards of conduct for financial intermediaries.
DOL News: April 4, 2016 Solutions Please Note: These links will take you directly to the homepage of the website that features the article. To reach the article directly, copy and paste the article title into the search feature on the homepage of the publication website. Bond sho