Compliance Training: An Overview of Compliance Training in Asia, Latin America, and the Caribbean (2009)
As companies recognize the importance of compliance, what measures are they taking to ensure that compliance is achieved within their organizations?
19th Annual LIMRA/LOMA Strategic Issues Conference in Beijing, April 6-8, 2011.
- News Releases
- Regulatory Compliance
- Distribution Channels
- Full Service Broker-Dealer
- Independent Broker-Dealer
- Registered Investment Advisor (RIA/IAR)
- Multiple Line Exclusive Agency (MLEA)
- Independent Agency/Brokerage
- Individual Insurance
- Workplace Benefits
- Talent Management
- Onboarding & Development
Compliance is important for the effective operation of any insurance company. To remain competitive in the Caribbean market today, companies must maintain an effective compliance function.
Compliance is important for the effective operation of any insurance company. To remain competitive in the Latin American market today, companies must maintain effective compliance function.
Broker-Dealer compliance benchmarks and regulatory experience feedback, to inform and substantiate resource allocations and industry risk management initiatives.