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Regulatory Compliance Committee

Committees are a great way to engage in our business and help drive initiatives going forward that are important to our members

Lawrence J. Niland Joins LIMRA’s Compliance and Regulatory Services Division

WINDSOR, Conn., Aug. 21, 2008 — LIMRA announced today that Lawrence J. Niland has joined the organization’s Compliance and Regulatory Services Division, working with broker-dealer firms to identify solutions for their compliance and regulatory needs.

Asia -- Are You In Compliance? (2008)

Compliance is important for the effective operation of any insurance company. To remain competitive in the Asian market today, companies must maintain an effective compliance function.

Ethical Leadership

Ethics and compliance have arguably never played a more central role in our business — and company leaders contribute greatly to creating a strong, sustainable ethical culture in their organization.

The Olympics May Be Over but There’s Still a Reason to Visit Beijing

19th Annual LIMRA/LOMA Strategic Issues Conference in Beijing, April 6-8, 2011.

Compliance Training: An Overview of Compliance Training in Asia, Latin America, and the Caribbean (2009)

As companies recognize the importance of compliance, what measures are they taking to ensure that compliance is achieved within their organizations?

DOL Fiduciary News: August 29, 2017

DOL News: April 4, 2016 Solutions Please Note: These links will take you directly to the homepage of the website that features the article. To reach the article directly, copy and paste the article title into the search feature on the homepage of the publication website. Bond sho

Compliance Training: An Overview of Compliance Training in China, Hong Kong, and Taiwan (2009)

As companies in China, Hong Hong, and Taiwan recognize the importance of compliance, learn what measures they are taking to ensure that compliance is achieved within their organizations.

Innovation and Technology Reshaping the Future of Financial Services and Insurance Industry in Asia

Windsor, Conn., April 20, 2017 – A 2016 LIMRA study found that the internet is becoming a more valuable source of information when researching insurance (life, disability, long term care) and annuity products than financial professionals.

DOL Fiduciary News: June 21, 2017