2017 Regulatory Compliance Exchange Agenda
Wednesday, May 10, 2017
10:00 am - 6:00 pm - REGISTRATION
1:00 pm - 1:15 pm - WELCOME
1:15 pm - 2:15 pm - GENERAL SESSION 1
Regulatory Insights — Looking Forward In Washington
Grand Ballroom A
2:15 pm - 2:45 pm - BREAK
2:45 pm - 3:45 pm: CONCURRENT SESSIONS
1.1 Safeguarding Seniors & Other Vulnerable Adults: Emerging Regulatory Issues
Grand Ballroom A
1.2 Big Data: What Exactly Is It and How Are Firms Using It?
Arlington
1.3 DOL Conflict of Interest Rule Update - Then, Now and What's Next
Berkeley/Clarendon
3:45 pm - 4:00 pm - BREAK
4:00 pm - 5:00 pm - Compliance Roundtable Conversations
Statler
5:00 pm - 6:30 pm - WELCOME RECEPTION
Thursday, May 11, 2017
7:00 am - 8:00 am:
Compliance Executives Breakfast
Georgian
BREAKFAST
Grand Ballroom B
7:00 am - 5:00 pm - REGISTRATION
8:00 am - 9:15 am - GENERAL SESSION 2
DOL: Where Do We Go From Here?
Grand Ballroom A
9:15 am - 9:45 am - BREAK
9:45 am - 10:45 am - GENERAL SESSION 3
Regulator Panel
Grand Ballroom A
10:45 am - 11:00 am - BREAK
11:00 am - 12:00 pm: CONCURRENT SESSIONS
2.1 Market Conduct Hot Buttons
Grand Ballroom A
2.2 FiduciaryTraining for Sales and Service Professionals
Berkeley/Clarendon
2.3 Managing the Compliance Risk Associated With Third Party Administrators (TPA)
Arlington
2.4 Check It Out! What You Need to Know About Background Checks
Boylston
12:00 pm - 1:15 pm: CONCURRENT LUNCHES
Conference Lunch
Grand Ballroom B
Compliance Executives Roundtable Luncheon
Grand Ballroom B
1:15 pm - 2:15 pm: CONCURRENT SESSIONS
3.1 Innovate Compliance Talent - Are You Ready for The Future?
Arlington
3.2 Visualize This: Using Business Intelligence Tools for Compliance
Boylston
3.3 Life Insurance Without An Agent: the Challenges of Online Direct-To-Customer Sales
Grand Ballroom A
3.4 DOL Impact on Product Design and Compensation
Berkeley/Clarendon
2:15 pm - 2:30 pm - BREAK
2:30 pm - 3:30 pm: CONCURRENT SESSIONS
4.1 A View From the Outside In
Berkeley/Clarendon
4.2 Robo Advisors - Is The Future Now?
Arlington
4.3 E-Compliance: Digital Challenges in a Changing World
Grand Ballroom A
4.4 Check It Out! What You Need to Know About Agent Background Checks
3:30 pm - 4:00 pm - BREAK
4:00 pm - 5:00 pm: CONCURRENT SESSIONS
5.1 Fraud Detection, Prevention, Investigation and Current Trends
Grand Ballroom A
5.2 Multi-Cultural Markets: The Challenges and Excitement of Reaching New Customers
Berkeley/Clarendon
5.3 Best Interest Contract Exemption: Suitability and Oversight
Arlington
Friday, May 12, 2017
7:00 am - 8:00 am - Breakfast
8:00 am - 9:00 am - GENERAL SESSION 4
Innovation, Disruption and Regulatory Implications
Grand Ballroom A
9:00 am - 9:30 am - BREAK
9:30 am - 10:30 am - GENERAL SESSION 5
Managing Cybersecurity & Data Privacy Risk: The Importance of Collaboration
Grand Ballroom A
10:45 am - 11:45 am - GENERAL SESSION 6
DOL: The Silver Lining
Grand Ballroom A