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Regulatory Compliance Exchange - Sponsors and Exhibitors

State Farm

The mission of State Farm is to help people manage the risks of everyday life, recover from the unexpected, and realize their dreams. We have provided life insurance solutions since 1929, and are proud to be the company millions of people look to for protection. More at: and


Business Information Group, Inc. (BIG) provides customized background investigations, electronic fingerprinting, electronic I-9/E-Verify, drug testing/occupational health screening and international screening exclusively to the world's largest financial services firms. Our services include ActionsBase, BIG's proprietary database of administrative/disciplinary actions levied by regulators including FINRA, OFAC and the FBI. Through our sister company, Fieldprint, BIG provides end-to end fingerprinting services; the only nationwide collection site network; and tailored private FBI channeling programs.
CSI’s full suite of technology solutions includes core processing, document delivery, payments processing, managed services, mobile, Internet, and risk management and compliance.  For more information about CSI, visit

Osprey Compliance Software
COI RiskManager™ —
The leader in Conflict of Interest Software: COI RiskManager™ — (a powerful web-based solution) efficiently captures disclosures, automatically identifies potential conflicts and provides reviewer workflows to quickly mitigate issues for any size organization, across many industries. By using COI RiskManager™, organizations obtain the highest compliance levels from their users while fulfilling industry regulations through auditable best practices. COI RiskManager™ includes everything you need to get started quickly and execute your compliance campaigns successfully. Visit: for more information.

Pinpoint Global has become the recognized leader of on-demand online training and compliance solutions to the financial services and health insurance industries. Their platform enables customers to deliver required training and relevant information to sales people, agents, wholesalers, and employees in ways that keep their attention, improve their understanding, and easily track their progress. In addition, administrators and management personnel possess the capabilities to track and monitor progress through real-time reports. Pinpoint has won the APEX Award for “Best New Communications and Training” website in the financial services industry, and Brandon Hall has awarded them three Excellence Awards. Pinpoint also provides an array of related services, including video, audio, and flash animation production; SCORM-compliant presentation authoring and hosting, and custom designed portals. Learn more at:

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 financial services firms. Established in 1994 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hall-marked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enable our clients to cost-effectively comply with regulations and continuously mitigate risk. Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets clients where they are on the compliance and risk management continuum, scaling as their needs evolve and transforming the value proposition that Compliance delivers.
Wolters Kluwer

Wolters Kluwer delivers trusted content and software solutions to help financial institutions execute on the 7 key processes associated with Compliance Program Management. We can help ease the burdens of Regulatory Insight, Change Management, Risk Assessments, and Exam Management with the right combination of Content, Technology, and Consulting services to meet the high demands of the insurance industry.

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