Senior Compliance executives from LIMRA member companies gather periodically for relevant, confidential discussion and networking on compliance and regulatory issues and topics facing compliance teams. The agenda is attendee-driven, featuring peer-to-peer conversation along with expert perspectives from LIMRA researchers and other staff.
Target Membership: Individuals from LIMRA member companies who are In leadership roles in regulatory compliance in their companies.
Typical Topics Discussed: Regulations, Exams, Suitability, Advertising Review, Cybersecurity, Privacy, Surveillance, Fiduciary, Best Interest, Fraud, TPSP Monitoring and Oversight, SEC, NAIC, FINRA, and other Regulatory Bodies.
Please contact your Member Relations Director for more information.