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Prohibited Transaction Exemption 2020-02: Investment Advisor Compliance and Regulatory Impacts

6/9/2021 2:00 PM EDT - 3:00 PM EDTThe Department of Labor's Prohibited Transaction Exemption 2020-02, called Improving Investment Advice for Workers and Retirees, expands the definition of fiduciary advice under ERISA to recommendations about rollovers and IRA investments. REGISTER

Prohibited Transaction Exemption 2020-02: Potential Compliance Implications for Insurance Carriers Relying on PTE 84-24 (and Alternatives)

7/7/2021 2:00 PM EDT - 3:00 PM EDTThe Department of Labor's Prohibited Transaction Exemption 2020-02, called Improving Investment Advice for Workers and Retirees, expands the definition of fiduciary advice under ERISA to recommendations about rollovers and IRA investments. REGISTER

DOL Fiduciary Rule under the Biden Administration

8/11/2021 2:00 PM EDT - 3:00 PM EDTThe Department of Labor's Prohibited Transaction Exemption 2020-02, called Improving Investment Advice for Workers and Retirees, expands the definition of fiduciary advice under ERISA to recommendations about rollovers and IRA investments. REGISTER

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