Penn Mutual | Regulatory & Compliance

Stay up-to-date on the latest information about complying with recent state and federal regulations.

Compliance Education Platform

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Regulatory

Clarify today’s confusing best interest and fiduciary environment.

Washington Update

Access resources for understanding the strategic implications of government actions.

FraudShare

Learn how your company can defend against new account takeover sources and schemes.

Best Interest Training from LIMRA

On-Demand Webinars

Looking Ahead to Best Interest Standards for Life and Annuity Sales

1/15/2019 12:00 PM EST - 1:00 PM EST

This webinar, the first of two parts, will discuss the new “best interest" standard and related supervision requirements for insurers and intermediaries operating in New York under Amendment No. 1 to New York Insurance Regulation 187.

Looking Ahead to Best Interest Standards for Life and Annuity Sales - Part II

2/20/2019 12:00 PM EST - 1:00 PM EST

This webinar, the second of two parts, will expand the discussion of enhanced standards of care and related supervision requirements emerging at the state and federal levels.

Regulatory and Legislative Trends Impacting the U.S. Retirement System

4/16/2019 12:00 PM - 1:00 PM

Recent guidance from the Department of Labor and Internal Revenue Service as well as potential legislation have the potential to profoundly change the retirement system in the coming years.

SEC's Regulation Best Interest and RIA Interpretation: Impact on Plans, Participants and Rollovers

6/6/2019 12:00 PM EDT - 1:00 PM EDT

The SEC's proposed Best Interest Regulation applies to recommendations to participants, including rollovers, but apparently does not apply to advice to plans.

Recognizing and Helping to Prevent Financial Exploitation of Seniors

9/5/2018 12:00 PM - 12:45 PM

As the U.S. population ages, the financial abuse of seniors and vulnerable adults has become an increasingly important consumer and compliance issue.

Evolving Standards of Conduct - Legal and Operational Challenges

5/24/2018 12:00 PM - 1:00 PM

Join us on a report examining the potential legal and operational challenges of meeting new standards of conduct for financial intermediaries.

Legislative and Regulatory Trends in the Insurance Industry

4/25/2018 12:00 PM - 1:00 PM

Join us for a report from leading experts on major US insurance regulatory and transactional topics for 2018 that will also bear on the direction of the industry.

Regulatory & Compliance Coming Events

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