Skip to content

Platinum Sponsor

State Farm — We are people who make it our business to be like a good neighbor; by selling and keeping promises through our marketing partnership of over 19,000 agents and 58,000 employees; who bring diverse talents and experiences to our work of serving the State Farm customer. Our success is built on a foundation of shared values — quality service and relationships, mutual trust, integrity and financial strength. We strive to be the customer's first and best choice in the products and services we provide. Like a good neighbor, State Farm is there.®

Gold Sponsor

Northwestern Mutual has been helping people and businesses achieve financial security for more than 160 years. Through a holistic planning approach, Northwestern Mutual combines the expertise of its financial professionals with a personalized digital experience and industry-leading products to help its clients plan for what's most important. With $290.3 billion in total assets, $29.9 billion in revenues, and $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million people with life, disability income and long-term care insurance, annuities, and brokerage and advisory services. The company manages more than $161 billion of investments owned by its clients and held or managed through its wealth management and investment services businesses. Northwestern Mutual ranks 102 on the 2020 FORTUNE 500 and is recognized by FORTUNE® as one of the “World’s Most Admired” life insurance companies in 2020. Northwestern Mutual also received the highest score among individual life insurance providers in the J.D. Power 2019 U.S. Life Insurance Satisfaction Study. Visit us at: https://www.northwesternmuutal.com/home/

Exhibitors

Aquilan Technologies provides compliance monitoring (fraud & money Laundering), screening (OFAC Watch List and more), reporting (regulatory), tracking (case management), and analytics (research). Visit us at: www.aquilan.com

Business Information Group, Inc. (BIG) provides customized background investigations, electronic fingerprinting, electronic I-9/E-Verify, drug testing/occupational health screening and international screening exclusively to the world's largest financial services firms. Our services include ActionsBase, BIG's proprietary database of administrative/disciplinary actions levied by regulators including FINRA, OFAC and the FBI. Through our sister company, Fieldprint, BIG provides end-to end fingerprinting services; the only nationwide collection site network; and tailored private FBI channeling programs. www.bigreport.com

CapitalRock, the developers of RightBridge systems, provides Best Interest validation technology for the financial services industry. The RightBridge family of products have been optimized to help firms meet the needs of state level regulation as well as SEC Reg BI. RightBridge systems analyze key decision points in client cases and provide detailed ReasonText™ explaining how each product, action or suggestion may impact the client. ReasonText™ is essentially automated client specific, compliance approved note taking. CapitalRock was founded in 2007 and its founders have over 25 years of experience developing fintech. Visit us at: https://www.capitalrock.com/

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent 80 percent of the top 25 financial services firms. Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk. Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. Visit us at: https://www.reged.com/

Wolters Kluwer delivers trusted content and software solutions to help financial institutions execute on the 7 key processes associated with Compliance Program Management. We can help ease the burdens of Regulatory Insight, Regulatory Change Management, Risk Assessments, and Exam Management with the right combination of Content, Technology, and Consulting services to meet the high demands of the insurance industry. Learn more.