2020 Regulatory Compliance Exchange - Sponsors and Exhibitors

At State Farm, our identity has always been that of an insurance company being “there” for you when the unexpected happens and things go wrong. And while we are absolutely that, we are also much more. With more than 18,000 agents and 80,000 employees and associates who are uniquely qualified to help, State Farm is a company fueled by the power of good neighbors. And being a good neighbor requires so much more than simply being “there” when life goes wrong. Being a good neighbor is also about being “here” in all of life’s moments: Creating possibilities, working to understand and providing solutions for your life, not just your stuff. We’ll always be there when things go wrong. But we’re also here to help with all of the things that can go right in life — from funding a college education, to buying a home, to building your retirement, to strengthening your community. Life is about more than insurance. So are we. We are here to listen. Here to act. Here to help life go right. For more information, visit www.statefarm.com.

Northwestern Mutual has been helping people and businesses achieve financial security for more than 160 years. Through a holistic planning approach, Northwestern Mutual combines the expertise of its financial professionals with a personalized digital experience and industry-leading products to help its clients plan for what's most important. With $290.3 billion in total assets, $29.9 billion in revenues, and $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million people with life, disability income and long-term care insurance, annuities, and brokerage and advisory services. The company manages more than $161 billion of investments owned by its clients and held or managed through its wealth management and investment services businesses. Northwestern Mutual ranks 102 on the 2020 FORTUNE 500 and is recognized by FORTUNE® as one of the “World’s Most Admired” life insurance companies in 2020. Northwestern Mutual also received the highest score among individual life insurance providers in the J.D. Power 2019 U.S. Life Insurance Satisfaction Study. Visit us at: https://www.northwesternmuutal.com/home/

Aquilan is a leading provider of compliance monitoring, screening, reporting, and analytical solutions specifically designed and developed for the life insurance and annuity industry. The Aquilan solution, Patriot Manager™ provides a proven platform supporting the full suite of compliance-related functions in a single solution. Visit us at: https://aquilan.com

Business Information Group, Inc. (BIG) provides customized background investigations, electronic fingerprinting, electronic I-9/E-Verify, drug testing/occupational health screening and international screening exclusively to the world's largest financial services firms. Our services include ActionsBase, BIG's proprietary database of administrative/disciplinary actions levied by regulators including FINRA, OFAC and the FBI. Through our sister company, Fieldprint, BIG provides end-to end fingerprinting services; the only nationwide collection site network; and tailored private FBI channeling programs. www.bigreport.com

CapitalRock provides product validation tools for federal and state regulations including SEC Reg BI and New York State Reg 187. The RightBRIDGE AI engine helps determine the suitability of proposed products and accounts. RightBRIDGE can also determine whether an account rollover is in the client’s best interest. Once an account type or product category has been validated RightBridge Product Wizards can help with individual product analysis and selection. Automatically generated ReasonText is provided in reports that explain the best interest results. Learn more at: https://www.capitalrock.com/

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent 80% of the top 25 financial services firms. Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk. Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients. www.reged.com.

Wolters Kluwer delivers trusted content and software solutions to help financial institutions execute on the 7 key processes associated with Compliance Program Management. We can help ease the burdens of Regulatory Insight, Regulatory Change Management, Risk Assessments, and Exam Management with the right combination of Content, Technology, and Consulting services to meet the high demands of the insurance industry. Learn more.