Who Should Watch
This is a LIMRA member benefit webinar. Registration is open to home/corporate office employees of LIMRA member companies. Membership will be verified upon registration.
In June, the SEC finalized its controversial “best interest" regulatory package for brokers and registered investment advisers. And very soon, the DOL will be proposing a new iteration of its now-defunct Fiduciary Rule for advice to retirement plan and IRA investors.
Join LIMRA as we interview subject matter expert Joshua Waldbeser of Drinker Biddle on the new implications of SEC BI and current consensus expectations of the DOL's rulemaking.
- Which rule or rules will apply in what situations?
- Under each set of rules, how will compliance differ from previous SEC, FINRA and DOL standards?
- What are the new issues relating to rollover recommendations using insured products?
- How should advisors approach financial conflict mitigation?