DOL Fiduciary News: August 15, 2016
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3 significant anomalies in the DOL's new fiduciary rule
Investment News, Aug 11, 2016 @ 1:01 pm
The Labor Department needs to provide additional guidance regarding these irregularities in time for advisers to plan accordingly.
As is the case with most chief compliance officers these days, I have spent considerable time reviewing 1,000 plus pages of the Department of Labor's new fiduciary regulations and commentary. The following are a few of the significant implications I believe are not receiving the attention they deserve: