New York Life, the nation’s largest mutual life insurance company and one of the largest life insurers in the world, provides insurance, investment, and retirement solutions that help people at all stages of life achieve financial security. The company’s diverse and industry-leading agents maintain caring relationships with clients and deliver guidance throughout their lives. For policy owners, New York Life means peace of mind and promises kept. Visit us at: https://www.newyorklife.com/
Business Information Group, Inc. (BIG) provides customized background investigations, electronic fingerprinting, electronic I-9/E-Verify, drug testing/occupational health screening, and international screening exclusively to the world's largest financial services firms. Our services include ActionsBase, BIG's proprietary database of administrative/disciplinary actions levied by regulators including FINRA, OFAC, and the FBI. Through our sister company, Fieldprint, BIG provides end-to end fingerprinting services; the only nationwide collection site network; and tailored private FBI channeling programs. Visit us at: www.bigreport.com/
CSI’s full suite of technology solutions includes core processing, document delivery, payments processing, managed services, mobile, Internet, and risk management and compliance. For more information about CSI, visit www.csiweb.com.
Pinpoint Global is the recognized leader in on-demand, online training, and compliance solutions for the financial services and health insurance industries. Pinpoint Global Communications develops and maintains enterprise-class learning management systems (LMS) using a software as a service (SaaS) business model. Our turnkey, customized LMS solutions are extensible and scalable supporting clients with more than 85,000 users. Pinpoint solutions provide comprehensive real-time reporting on user activity and assigned training completions. Pinpoint Global’s online SaaS ComplianceConnectTM system provides decision-ready data to support all SEC requirements. Compliance modules are customized for RIAs and large financial services companies to easily deliver, monitor, and report on assigned compliance requirements of advisors and other registered individuals. www.pinpointglobal.com
Wolters Kluwer delivers trusted content and software solutions to help financial institutions execute on the 7 key processes associated with Compliance Program Management. We can help ease the burdens of Regulatory Insight, Change Management, Risk Assessments, and Exam Management with the right combination of Content, Technology, and Consulting services to meet the high demands of the insurance industry. Visit us at: www.WoltersKluwerFS.com