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2022 Compliance and Financial Crimes Conference

Rethinking Risk

9/7/2022 - 9/9/2022
The Westin Indianapolis, Indianapolis, IN
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Overview

Who Attends

This conference is designed for chief compliance officers, executives and professionals responsible for one or more aspects of compliance, internal audit, legal, fraud prevention, special investigations, cybersecurity, privacy, ethics, risk management, anti-money laundering, elder financial abuse, operations and information technology.

Highlights

Compliance and Financial Crimes professionals are being pushed to the limit as they confront the increasingly complex regulatory and compliance environment, while managing budgetary pressures.

Simply put — you’re being asked to do more, with less.

This industry event is designed by your peers with you in mind – for compliance and fraud professionals, by compliance and fraud professionals. The conference will hit the mark for professional development, networking, and getting your finger on the pulse of the industry so you can learn what might be coming next.

You’ll come away prepared to meet risks head-on, including cyber, fraud prevention, financial crime, data privacy, money-laundering, fiduciary and best interest responsibilities, advertising review, and more.

Need CLE hours?  Need CPE hours for the CFE, CAMS or other credentials?

Certificates of attendance will be provided to those requesting one to document your self-submission for CLE or CPE credit hours.

Speakers

Jason Berkowitz
Chief Legal & Regulatory Affairs Officer, Insured Retirement Institute
  • Wednesday, September 7, 2022

    2:30 pm - 3:30 pm: GENERAL SESSION

Jason Berkowitz

Chief Legal & Regulatory Affairs Officer, Insured Retirement Institute

As Chief Legal & Regulatory Affairs Officer at the Insured Retirement Institute, Jason Berkowitz provides leadership and support for IRI member company priorities before federal and state policymakers, including the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the Department of Labor (DOL), the state insurance and securities departments, and state legislatures. Berkowitz leads industry efforts on major regulatory initiatives applicable to the lifetime income industry and is the primary author of IRI’s comment letters regarding various regulatory proposals. He led IRI’s engagement with respect to the DOL fiduciary rule, and he remains at the forefront of IRI’s engagement on standard of conduct activities at the SEC, the National Association of Insurance Commissioners (NAIC), and across the states. Berkowitz joined IRI in October 2012, serving as the association’s Vice President & Counsel for Regulatory Affairs until March 2019, when he was promoted into his current role.

Roger A. Grimes
Data-Driven Defense Evangelist, KnowBe4, Inc.
  • Thursday, September 8, 2022

    9:00 am - 10:00 am: GENERAL SESSION

Roger A. Grimes

Data-Driven Defense Evangelist, KnowBe4, Inc.

Roger A. Grimes, CPA, CISSP, CEH, MCSE, CISA, CISM, CNE, yada, yada, is the author of 13 books and over 1200 articles on computer security, specializing in host security and preventing hacker and malware attacks. Roger is a frequent speaker at national computer security conferences and was the weekly security columnist at InfoWorld and CSO magazines between 2005 - 2019. He has worked at some of the world’s largest computer security companies, including, Foundstone, McAfee, and Microsoft. Roger is frequently interviewed and quoted in the media including Newsweek, CNN, NPR, and WSJ.

Mark Lanterman
Chief Technology Officer, Computer Forensic Services
  • Thursday, September 8, 2022

    1:00 pm - 2:00 pm: GENERAL SESSION

Mark Lanterman

Chief Technology Officer, Computer Forensic Services

Mark Lanterman is the Chief Technology Officer of Computer Forensic Services. Before entering the private sector, he was a member of the U.S. Secret Service Electronic Crimes Taskforce. Mark has 28 years of security and forensic experience and has testified in over 2000 cases. He is faculty for the Federal Judicial Center in Washington, D.C., the National Judicial College in Reno, Nevada, the University of Minnesota and the Mitchell Hamline Law School. Mark is a professor in the cybersecurity program at the St. Thomas School of Law in Minneapolis, Minnesota. He has provided training in digital evidence, computer forensics and cyber security to the United States Supreme Court. Mark has also presented to the 8th and 11th Circuit Federal Judicial Conferences as well as numerous State and Federal Judicial Conferences across the United States.

Dr. David Utzke, Ph.D., MBA, MSc, CFE, CFI, CCE, CBE, CEE, CBD, CSCD, CDFE, CPTED, CPS
Senior Director of Cryptoeconomic Technology
  • Friday, September 9, 2022

    10:30 am - 11:30 am: GENERAL SESSION

Dr. David Utzke, Ph.D., MBA, MSc, CFE, CFI, CCE, CBE, CEE, CBD, CSCD, CDFE, CPTED, CPS

Senior Director of Cryptoeconomic Technology

Dr. David Utzke is a researcher and educator focused on Distributed Leger Technologies (DLT), Digital Currency Alternative Payment Systems, Cryptocurrency Economics, Token Technology, Extended Reality (XR) technologies, and Data Analytics. His other interests include the convergence of IoT and AI with the aforementioned technologies as well as application in Smart City Technology Design concepts and Crime Prevention Through Environmental Design (CPTED) Technologies.

By taking an architectural design analytics approach to his work, Dr. Utzke has been able to provide support in ways that are engaging, dynamic rooted in military special operations and federal cybercrimes law enforcement experience.

His accomplishments include three awards from the U.S. Dept. of Justice in the past four years and the IRS Commissioner’s Award for his pioneering work in developing tools and providing support in Digital Asset investigations.

Agenda

Registration

Early Registration Fee (by August 10):
Member: $1,350
Nonmember: $2,700

Standard Registration Fee (after August 10):
Member: $1,550
Nonmember: $3,100

Group Registration Discount:

Take advantage of our group rates to ensure your team’s knowledge stays relevant and up-to-date amid the changing trends and directions in the industry.

We are pleased to offer two group registration options that you can secure by contacting customer.service@limra.com.

  • 5–9 — Registrants from the same company will receive a $150 discount per person when using the quantity discount promo code provided.
  • 10+ — Companies may purchase 10 or more registrations and receive a 20% discount on the total registration fee. A single payment is required along with the total number of registrants. We will provide a special company link/code for your organization to distribute to the group.

Note: Discounts may not be combined with any other discount offer. We cannot combine existing individual registrations into group registrations.

Cancellation Policy:

All cancellations must be received in writing. Email customer.service@limra.com. Cancellations received before August 17, 2022, will be refunded, less a $75 processing fee. Cancellations received from August 17, 2022 to August 31, 2022 will be refunded, less a $275 processing and administrative fee. No refunds will be issued after August 31, 2022.

In the event that a scheduled meeting or event is cancelled by LIMRA for any reason, LIMRA shall refund any conference registration fees that have been paid by the registrant. Under no circumstances, however, shall LIMRA be liable to the registrant for any other expenses including, but not limited to, airfare and hotel expenses incurred by the registrant.

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COVID-19 Health and Safety Protocols

Please check this page regularly for health and safety updates.
Updated: [8/4/2022]

The health and safety of our conference attendees remains our top priority as we return to meeting in person. We are making preparations to hold our events in accordance with currently applicable national government and local authority guidance to ensure the highest standards of safety, hygiene, cleanliness, and operational effectiveness for all participants.

This is a shared responsibility, and we ask that you partner with us by following these guidelines and procedures before, during, and after the conference to ensure your safety and the health of our staff, partners, and fellow attendees. By agreeing to attend, you understand and commit to abide by and respect these measures. We are excited to meet in person again, and we thank you for your cooperation. Detailed protocols specific to each conference will be sent to registrants in the final weeks before the meeting.

Our onsite protocols will abide by the CDC and local laws, rules, regulations, or guidance. https://www.cdc.gov/coronavirus/2019-nCoV/index.html

Be sure to check your company’s travel restrictions as well as both your departure and destination state restrictions when planning to attend any event.

Please agree to the following:

Prior to Event

  • PROOF OF FULL VACCINATION AGAINST COVID-19 (AS DEFINED BY THE CDC) OR A NEGATIVE COVID-19 TEST WITHIN 48 HOURS OF ARRIVAL.
    All registrants will be required to upload their vaccination information or negative COVID test results onto the CLEAR app link which you will receive when you complete your registration.
  • Attendees must follow all state/local regulations and guidelines regarding social distancing, gathering, sanitation, and use of face coverings.
  • If you are aware that you have been exposed to COVID-19 in the past two weeks or if you are experiencing any symptoms, we ask that you adhere to the CDC protocols applicable to your situation as determined by the CDC calculator.
  • Follow cleaning and safety tips during your trip to maintain a safe travel environment (e.g., disinfecting surfaces, wearing a face covering, etc.).

On-Site at the Event

  • Adhere to social distance protocols.
  • Wash hands frequently throughout the meeting.
  • Cover your nose and mouth when coughing or sneezing.
  • Comply with pathway signage.
  • Self-monitor and report any symptoms to meeting organizers immediately.

Post Event

  • Notify event organizer if you test positive for COVID-19 up to 14 days after returning home.

The Latest CDC Guidance

CDC has recently updated its travel recommendations for fully vaccinated and unvaccinated travelers.

For the latest guidance, visit the CDC website for guidance on travel within the United States.

How to Prepare for Air Travel

Your airline is the best source for personal safety protocols at the gate and on the airplane. Be sure to visit your airline website the week you are traveling and sign up for notifications related to your trip.

Hotel / Venue

The Westin Indianapolis

241 West Washington Street
Indianapolis, IN, USA, 46204

Hotel Reservations

Reservation Phone Number: 1-800-WESTIN1

Make your reservations by August 15, 2022 to receive the group rate of $165 single/double (plus applicable sales tax currently 17%). Requests after August 15 will be accepted based on space availability. Please note that hotel rates will go up after August 15, or when the meeting room block sells out, whichever comes first. Make your reservations early to be able to take advantage of our discount rates.

Extend your stay: The group guest room rate will be offered three (3) days prior and three (3) days after to the meeting dates, subject to availability at the time of your reservation. You may need to call the hotel directly to book the extra nights.

If you receive any unsolicited or suspicious email or phone call about a hotel booking in conjunction with this meeting, our advice is not to click on it, but delete the email immediately. In the case of a phone call, never give out your credit card information. Our designated conference hotels will never call you unless you contact them first.

Become a Sponsor or Exhibitor

Sponsors and Exhibitors

Premier Sponsor

Associate Sponsor

Exhibitors

Contact us to learn more:

Emma Wandzy

Event Coordinator

LIMRA

(860) 298-3999

ewandzy@limra.com

Nicole Chiarodo

Sponsor & Exhibitor Sales Associate

LIMRA

Nchiarodo@limra.com