Who Should Watch
LIMRA Members needing up to date information on the SEC's recent Regulation Best Interest.
This is a LIMRA member benefit webinar. Registration is open to home/corporate office employees of LIMRA member companies. Membership will be verified upon registration.
This webinar will examine the potential legal and operational challenges of meeting new standards of conduct for financial intermediaries under proposed SEC Regulation Best Interest and re-proposed Amendment No. 1 to New York Insurance Regulation 187, including key differences from existing FINRA, state, and DOL requirements.