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The DOL Rule — Back to the Future?

10/14/2020 2 - 3 p.m. EDT


Who Should Watch

Compliance, legal, risk, and audit managers, distribution/sales managers, marketing managers, and CxOs in the retirement or insurance industry who want to learn more about the DOL rule.

Registration is open to corporate office employees of LIMRA and LOMA members.



This summer, the DOL issued its latest proposal for a fiduciary rule to regulate investment advice related to ERISA-covered retirement savings. The rule — which has continued to generate controversy — has the potential to reconfigure advice models and impact the dynamics of the IRA rollover market. Join us for an up-to-date expert interpretation of DOL rule and its implications for industry stakeholders.


Skip Edmonds
Head of Compliance and Regulatory Practice, LL Global

Skip Edmonds

Head of Compliance and Regulatory Practice, LL Global

In 2020, Skip Edmonds joined LL Global to lead its Compliance and Regulatory Services program. In this role, he is responsible for all aspects of LL Global’s Compliance and Regulatory Program. This includes product development, research, strategic networking, and the convening of member companies to resolve complex compliance and regulatory matters.  Edmonds also is responsible for leading the organization’s key strategic initiatives in the regulatory and compliance space, ensuring LL Global is positioned as a key resource for member companies.

With more than 25 years of experience, Edmonds has helped financial services companies strategically navigate the growing complexities in the regulatory space. Most recently, he held the position of chief compliance officer for Prudential’s Workplace Solutions Group, which is comprised of Prudential’s Retirement and  Group Insurance.  

Edmonds holds a Bachelor of Arts degree and a Master of Education, both from the University of Hartford. Edmonds also holds his Series 7 and 24 FINRA General Securities Principal registrations.


Ben Norquist, CPC
President/CEO, Convergent Retirement Plan Solutions, LLC

Ben Norquist, CPC

President/CEO, Convergent Retirement Plan Solutions, LLC

Ben is an industry thought leader who has spearheaded many diverse industry initiatives with long-lasting impact, Ben believes the IRA and defined contribution industry is rapidly approaching a momentous crossroad—one that will reshape not only the federal regulatory framework underpinning the nation’s tax-sheltered retirement savings landscape, but also the fundamental ways in which the financial services industry supports the needs of the nation’s retirement savers and retirees. Ben analyzes retirement industry trends, challenges and opportunities from multiple perspectives to develop and implement successful, real-world solutions.

Contact us to learn more:

Debbie Boone

Event Coordinator


(860) 298-3843

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