DOL Fiduciary News: April 4, 2016
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Bond shop may have to drop clients due to DOL rule
InvestmentNews; Apr 1, 2016 @ 1:16 pm
With the Labor Department expected to release the final version of the new fiduciary rule next week, some investors are already being put on notice that they may have to go elsewhere for their financial service needs.
Under DOL rule, fee-only RIA plan advisors in driver’s seat
BenefitsPro; April 4, 2016
The steady flow of migration from the brokerage model of retirement services to the fee-based model over the past decade will clearly continue after the Department of Labor releases its finalized fiduciary rule next week, said Skip Schweiss, managing director at TD Ameritrade.
Massachusetts regulator Galvin questions robos' ability to act as state-registered investment advisers
InvestmentNews; Apr 1, 2016 @ 10:57 am
Many robo-advisers consider themselves fiduciaries, based on their registration under the Investment Act of 1940.