Compliance Training: An Overview of Compliance Training in Asia, Latin America, and the Caribbean (2009)
As companies recognize the importance of compliance, what measures are they taking to ensure that compliance is achieved within their organizations?
19th Annual LIMRA/LOMA Strategic Issues Conference in Beijing, April 6-8, 2011.
- News Releases
- Regulatory Compliance
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- Full Service Broker-Dealer
- Independent Broker-Dealer
- Registered Investment Advisor (RIA/IAR)
- Multiple Line Exclusive Agency (MLEA)
- Independent Agency/Brokerage
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- Onboarding & Development
WINDSOR, Conn., Aug. 21, 2008 — LIMRA announced today that Lawrence J. Niland has joined the organization’s Compliance and Regulatory Services Division, working with broker-dealer firms to identify solutions for their compliance and regulatory needs.