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Comply With State and Federal Regulations

LIMRA is your entry point to industrywide knowledge, networking, and services for meeting state and federal requirements. Learn how we can help you achieve your objectives and protect your organization’s hard-earned reputation with regulators and the public.

Hot Topics

DOL Rules on ARPs

The U.S. Department of Labor (DOL) has released a final ruling, to be effective September 30, regarding association retirement plans (ARPs). This will allow small businesses to join together to provide their employees defined benefit retirement plans. (More)

New York Regulation 187

With the DOL Fiduciary rule having been vacated in 2018, the intense focus across the industry on the federal fiduciary rule has now shifted to state regulators.  Of particular impact to the life and annuity industry is the New York Department of Financial Services (DFS) amendment to Regulation 187, renamed, “Suitability and Best Interests in Life Insurance and Annuity Transactions” regulation.

Regulation Best Interest - Standard of Conduct for Broker-Dealers

The SEC has scheduled a meeting for June 5 to discuss and vote on the final Regulation Best Interest for Broker-dealers, the Interpretation of Standard of Conduct for Investment Advisers, and the Form CRS Relationship Summary for both.

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Judy Zaiken, CLU, ChFC

Corporate Vice President, Strategic Research Initiatives

Work Phone: (860) 285-7895

jzaiken@limra.com

Carolyn Clement

Associate Product Manager

Work Phone: (860) 298-3939

cclement@limra.com